Marino Capital Partners

INTERNATIONAL INVESTMENT BANKING

The Firm

  • Each professional of Marino Capital Partners has over 25 years of experience in the securities industry.
  • Former SEC broker-dealer and FINRA member since 2001.
  • The Marino Capital Partners team has collectively raised over a billion dollars for high-growth companies across a wide range of industries.
  • Offices in the US and Europe.
  • Specializing in institutional placements of equity and debt capital for high-growth issuers in cutting-edge industries such as media, crypto, tax strategies, technology and mining.

Industries Served

Corporate Finance Services

Private Placements for Private and Public Firms

Structures
Common and preferred equity; senior, convertible and subordinated debt
Stage
2nd and 3rd stage financings for private and public companies (PIPEs)
Issuer revenue
$50 to $500 million (public); $5 to $100 million+ (private)
Issuer market value
Under $500 million (public); under $100 million (private)
Geography
Primarily U.S. companies, ideally those that appeal to family offices and professionally managed specialty funds in and outside the USA

M&A and Advisory Services

  • Mergers and Acquisitions
  • Valuations
  • Corporate Development Consulting
    • Corporate Securities Offering Structure
    • Offering Presentation Refinement and Focus
    • Reverse Take Overs
  • Strategic Relationship Development
  • Corporate Identity Consulting
  • Business Focus and Marketing Strategy
  • Stock and Market Research

Representative Issuers

IssuerTransactions
Genesis IntermediaBridge $3.8mm · IPO $17mm · Acquisition $3mm
AVI BioPharmaIPO $21mm · Secondary $15mm
NeoTherapeuticsIPO $20mm · Secondary $10.8mm
Manifest Seven$50 million PPO · $22 million IPO
MicrovisionIPO $21mm
Cal-Maine FoodsIPO $16mm
Detto TechnologiesRTO $15mm
JoystarRTO $12mm
TransgenomicPPO $10mm
pivxRTO $8mm
ebikePrivate placement $6.2mm · Acquisition $4.8mm
uWinkPPO $5.5mm
YellowBrixPPO $3.5mm

IPO: initial public offering · PPO: private placement offering · RTO: reverse take over.

Representative Overseas Investors

Team

Frank MarinoPrincipal
Urban SmedebySr. Managing Director, Institutional Investments
Michael HentonInstitutional and Family Office Sales
Matthew SullivanManaging Director, Wealth Management
Christopher CampbellManaging Director, Agriculture, Mining
Chris KernManaging Director, Specialized Debt Placement
Jay CaplanAdvisor, Financial Operations
Ryan RiveraAdvisor, Cannabis Operations, Retail & Bulk Sales
Brian P. Ballo, Esq.Securities Counsel

Management

Frank T. MarinoPrincipal

Mr. Marino has been licensed with the National FINRA (formerly NASD) since 1987, and has been involved in cross-border transactions with Europe since 1983. He has extensive experience in sourcing capital for both private and public companies, with a focus on relationships with European institutional investors that invest in U.S. companies. He was President and cofounder of Millennium Financial Group, Inc. (NASD/SIPC, also known as IBankers Securities, Inc.), managing over 20 initial public offerings as well as innumerable Regulation D and S private placements, in which over half a billion dollars in capital was raised from investors in over a dozen countries. Mr. Marino has owned and operated multiple businesses and has held board positions in multinational businesses in various sectors.

Mr. Marino began his investment-banking career as a Registered Representative and Financial Planner for IDS American Express. During his early career, he also worked at various nationally known investment banks, and as an independent consultant, and invested or raised equity for many companies worldwide. He is an honors graduate of the Entrepreneur Business School at the University of Southern California, and a graduate of the European Studies and Italian Language program at Franklin University in Switzerland.

Urban SmedebyManaging Director

Mr. Smedeby is a Swedish national specializing in raising capital from European institutional investors. He has over 22 years of corporate finance experience, specializing in private placements and mergers and acquisitions. Over the last decade he has negotiated and completed transactions for over $250 million in various M&A, equity and debt structures. His focus has been primarily on micro to small cap NASDAQ-traded companies in various industry sectors, and he draws on a vast network of market makers, institutional traders and FINRA broker-dealers that are invaluable in the liquidation process. Before co-founding Bridgewater Capital in 1995, he served as head of the capital markets division of Bentley, Richards & Associates, an investment banking firm he helped co-found in 1990 that became one of the premier investment banking firms in California. Mr. Smedeby is frequently invited globally as a speaker to industry professionals and has served on numerous panels dealing with NASDAQ investing. He divides his time between Southern California and Sweden.

Michael HentonManaging Director

Mr. Henton has over 25 years of professional experience in investment banking and financial advisory services. He has financed, advised and/or invested in hundreds of companies since he began his career in corporate finance with Paine Webber in 1980. He then served as Managing Director for Westerly Partners, where he managed the corporate finance division including mergers, acquisitions and private placements. In 1992, he founded North American Capital Partners to serve emerging growth and middle market companies in the western United States. Mr. Henton earned a Bachelor of Arts degree from the University of California at Los Angeles, and completed graduate studies in business administration with an emphasis in finance at the University of Southern California. He is a past member of the Board of Directors of several public and private companies, as well as charitable foundations.

Matt SullivanWealth Management

Mr. Sullivan brings over 20 years of financial services industry experience to Marino Capital Partners. He is in charge of identifying, contacting and building a proprietary database of institutional investors for corporate finance activities, while also assisting in the preparation of the accompanying marketing and offering documents.

Contact Information

Frank Marino, Principal

frankthomasmarino.com

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